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1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED | 2024-07-01 |
Branch Locations
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States
4605 Oleander Drive, Ste 300, Myrtle Beach, SC 29577-5739 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 11/2013 | 08/2024 |
| Harvest Investment Services, Llc | Oakbrook Terrace | IL | 07/2024 | Present |
(1) Senior Advisor- Country Transformation, located 2050 Sugarloaf Circle Duluth GA 30097. Not investment related and spending 6 hours some may be during market hours. No compensation at this time. (2) Writer for Book- The 8 Streams of Influence located at 1860 Arundel Road Myrtle Beach SC 29577. This business is not investment related. Spending 1=9% of his weekly time may be during market hours. Compensation is 1-9% of annual income. (3) Speaker- for the Republican for Horry County located at 4605 Oleander Drive Ste 301 Myrtle Beach SC 29577. This Business is not investment related. Spending 1-9% of his time on a weekly basis conducing this business. No compensation at this time. (4) Owner/Speaker- for Scott Pyle Inc. located at 4605 Oleander Drive Ste 301 Myrtle Beach SC 29577. This business is not investment related . Spending 1-9% of his time on a weekly basis conducting this business. Compensation is 1-9% of annual income. (5) Subleasing Office Space on the second floor of the building located at 4605 Oleander Drive Ste 301 Myrtle Beach SC 29577. This business is not investment related. Spending no time during market hours and compensation is 1-9% of my annual income. (6) Advisor- for The John Maxwell Leadership Foundation, located at 2050 Sugarloaf Circle Duluth GA 30097. This business is no investment related. I advise, help with Strategic Planning and Vision. Spending 1-9% of his weekly time during market hours. No compensation at this time. (7) Owner- TrustWise Consulting, located at 4605 Oleander Drive Ste 300 Myrtle Beach, SC 29577. This business is investment related and he will be consulting. Spending 1-9% of his weekly time during market hours. Compensation is 1-9% of his annual income. (8) Owner- Pyle Holdings, LLC- holding company 4605 Oleander Drive Ste 300 Myrtle Beach SC 29577. This business is investment related spending 1-9% of his weekly time during market hours. Compensation is 1-9% of his annual income. (9) Direct Insurance Business under Ronald Scott Pyle's social security number during transition. (10) Owner- Pyle Wealth Management DBA Pyle Financial Services Inc. will be handling the revenue from Prospera Financial Services until transition is complete. (11) Pyle Financial Services, LLC is a new entity that will handle all investment business regarding Harvest Investment Services LLC. (12) Board Member/CEO - KECO, LLC, 108 4th Avenue South, Ste 207, Franklin, TN 37064; a Corporate Association. This business is not investment related. I devote 10% of my time to this business. no compensation at this time. My duties include Leadership, Vision, Planning and Management. (13) Shareholder - Mashburn LLC, 1170 Howell Mill Road NW, P15, Atlanta, GA 30318; a Clothier. No compensation at this time; I devote 10% of my time to this business. No duties at this time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-23 |
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