Constance Palazzolo

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → Present
  Oppenheimer & Co. Inc.
  Cincinnati, OH

Previous Registrations

• 1999-05-14 → 2006-12-08
  Keybanc Capital Markets Inc.
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1-LLP-TADDE, INVESTMENTS-SOLE MEMBER. START DATE: OCT 9, 2008. NOT CURRENTLY ACTIVE, NO TIME INVESTED AT THIS TIME. ADDRESS: 2200 VICTORY PKWY, #2008, CINCINNATI, OH 45206. 2-I OWN A PROPERTY AT 548 COVEDALE AVE, CINCINNATI, OH. I PURCHASED IT FOR MY SON, WIFE AND CHILD TO HAVE A HOME. HE (SOMETIMES) PAYS RENT. SO, FOR TAX PURPOSES. IT'S A LOSING INVESTMENT. NO TIME DURING BUSINESS HOUR OR OTHERWISE IS DEVOTED TO IT. 3. I AM NAMED TRUSTEE FOR THE WHEATLEY FAMILY SPECIAL NEEDS TRUST FOR THOMAS WHEATLEY, III. I DO NOT DEVOTE HOURS DURING MY WORKDAY TO THIS ACTIVITY. ONLY VERY RARELY I WAS ASSIGNED THE RESPONSIBILITY FOR THOMAS WHEATLEY IN 2024.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-05-14
• S63 Uniform Securities Agent State Law Examination
  1992-08-11

Other Names

• Constance Joy Wheatley
• Constance Wheatley
• Connie Palazzolo