Scott E Hufault

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2005-04-01
TX	RA	APPROVED_RES	2004-07-27

CA RA
APPROVED

Since 2005-04-01
TX RA
APPROVED_RES

Since 2004-07-27

Branch Locations

3500 E Sunrise Dr, Tucson, AZ 85718 • United States

Oro Valley, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tucson	AZ	08/1992	Present
Bank Of America, N.A.	Tucson	AZ	07/2011	Present

08/1992 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tucson, AZ
07/2011 → Present

Bank Of America, N.A.

Tucson, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-04-12
S63	Uniform Securities Agent State Law Examination	1992-10-29

S65 Uniform Investment Adviser Law Examination

2005-04-12
S63 Uniform Securities Agent State Law Examination

1992-10-29

Other Names

Scott E Hufault
Scott Edward Hufault

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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