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Joshua David Riga

Wells Fargo Clearing Services, LLC

Birmingham, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-03-12
TX RA APPROVED_RES 2025-03-12
  • MI RA
    APPROVED
    Since 2025-03-12
  • TX RA
    APPROVED_RES
    Since 2025-03-12

Branch Locations

255 E Brown St Ste 400, Birmingham, MI 48009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Birmingham MI 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 03/2025
Wells Fargo Clearing Services, Llc Birmingham MI 03/2025 Present
Morgan Stanley Private Bank, N.A New York NY 06/2020 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Birmingham, MI
  • 01/2015 → 03/2025
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 03/2025 → Present
    Wells Fargo Clearing Services, Llc
    Birmingham, MI
  • 06/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-06-01 → 2025-04-03
    Morgan Stanley
    Birmingham, MI
  • 2009-03-16 → 2009-06-01
    Morgan Stanley & Co. Llc
    Birmingham, MI
  • 2006-02-14 → 2009-03-26
    Ubs Financial Services Inc.
    Birmingham, MI
    Birmingham, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-06
  • S66 Uniform Combined State Law Examination
    2005-12-06
Other Names
  • Joshua D Riga

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI
VALSTONE PARTNERS VI · BIRMINGHAM, MI

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