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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2017-08-15
TX RA APPROVED 2014-10-15
WI RA APPROVED 2002-07-01
  • OK RA
    APPROVED
    Since 2017-08-15
  • TX RA
    APPROVED
    Since 2014-10-15
  • WI RA
    APPROVED
    Since 2002-07-01

Branch Locations

708 Heartland Trl Ste 2800, Madison, WI 53717 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Madison WI 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-08
S63 Uniform Securities Agent State Law Examination 1992-08-26
  • S65 Uniform Investment Adviser Law Examination
    1998-09-08
  • S63 Uniform Securities Agent State Law Examination
    1992-08-26
Designations

View on SEC IAPD

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