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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2008-02-19
  • OH RA
    APPROVED
    Since 2008-02-19

Branch Locations

630 South Main Street, Findlay, OH 45840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 01/1992 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 07/1992 Present
Northwestern Mutual Wealth Management Company Findlay OH 07/2007 Present
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) 100% OWNER, REINEKE PROPERTIES LLC, 1820 SILVER CREEK DR, FINDLAY, , OHIO, 45740, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 03/06/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, USED TO OWN REAL ESTATE WITHIN THE REINEKE PROPERTIES, LLC. INVESTMENT RELATED. 3) 50% OWNER STARK PROPERY GROUP LLC, INVESTMENT PROPERTY, START DATE: 8/31/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 50% OWNER OF THE OFFICE BUILDING THAT THE DISTRICT OFFICE OPERATES IN. 630 S. MAIN ST. FINDLAY OHIO. INVESTMENT RELATED. 4) OWNER, R&R MOTU, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 6/7/2022, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5) CASTLE GRAYSKULL, LLC, INVESTMENT PROPERTY, START DATE: 2/12/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF REAL ESTATE; INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-22
S63 Uniform Securities Agent State Law Examination 1999-06-16
  • S66 Uniform Combined State Law Examination
    2006-02-22
  • S63 Uniform Securities Agent State Law Examination
    1999-06-16

View on SEC IAPD

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