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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-16 |
| TX | RA | APPROVED_RES | 2024-09-16 |
Branch Locations
2443 Warrenville Rd, Ste 115, Lisle, IL 60532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Downers Grove | IL | 05/2013 | 02/2024 |
| Highpoint Advisor Group, Llc | Downers Grove | IL | 05/2013 | 02/2024 |
| Osaic | Naperville | IL | 02/2024 | 09/2024 |
| The Ameriflex Group | Las Vegas | NV | 02/2024 | 09/2024 |
| Lpl Finanical, Llc | Lisle | IL | 09/2024 | Present |
1) 08/2024 - GALERIBRI INC BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 08/2024 - Upstream Investment Partners / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 3) 08/2024 - Real Estate Rental / Owner / Inv. Related / AZ 85268 / Start date 09/16/2024 4) 08/2024 - Non-Variable Insurance / Inv. Related / LISLE, IL / Start date 09/16/2024 - 1Hrs per month - 5 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-09 |
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