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Steven Andrew Schmidt

Ballast Advisors, LLC

St. Paul, MN

Woodbury, MN

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Current Employers
Ballast Advisors, Llc

683 Bielenberg Drive Suite 208, Woodbury, MN 55125 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-31
MN RA APPROVED 2017-02-02
  • TX RA
    APPROVED
    Since 2023-03-31
  • MN RA
    APPROVED
    Since 2017-02-02

Branch Locations

2550 University Ave. W. Suite 314N, St. Paul, MN 55114 • United States

683 Bielenberg Drive Suite 208, Woodbury, MN 55125 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Arden Hills MN 01/1993 01/2017
Ameriprise Financial Services, Inc. Arden Hills MN 12/2012 01/2017
Ballast Advisors, Llc St. Paul MN 02/2017 Present
  • 01/1993 → 01/2017
    Ameriprise Financial Services, Inc.
    Arden Hills, MN
  • 12/2012 → 01/2017
    Ameriprise Financial Services, Inc.
    Arden Hills, MN
  • 02/2017 → Present
    St. Paul, MN
Previous Registrations
Other Businesses

1. REAL ESTATE OWNERSHIP,COMMERCIAL,3820 CLEVELAND AVE. NORTH, SUITE 500 ARDEN HILLS, MN 55112,INC:$1 TO $999. 2. INDEPENDENT INSURANCE AGENT WITH VARIOUS INSURANCE COMPANIES; INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-14
  • S63 Uniform Securities Agent State Law Examination
    1992-12-14
Designations
Other Names
  • Steve Schmidt

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