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Ballast Advisors, LLC CRD 285991
$674M regulatory AUM 3 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
683 Bielenberg Drive Suite 208, Woodbury, MN 55125 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-31 |
| MN | RA | APPROVED | 2017-02-02 |
Branch Locations
2550 University Ave. W. Suite 314N, St. Paul, MN 55114 • United States
683 Bielenberg Drive Suite 208, Woodbury, MN 55125 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Arden Hills | MN | 01/1993 | 01/2017 |
| Ameriprise Financial Services, Inc. | Arden Hills | MN | 12/2012 | 01/2017 |
| Ballast Advisors, Llc | St. Paul | MN | 02/2017 | Present |
1. REAL ESTATE OWNERSHIP,COMMERCIAL,3820 CLEVELAND AVE. NORTH, SUITE 500 ARDEN HILLS, MN 55112,INC:$1 TO $999. 2. INDEPENDENT INSURANCE AGENT WITH VARIOUS INSURANCE COMPANIES; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-12-14 |
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