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Wealth Enhancement Advisory Services, LLC CRD 116407
$122B regulatory AUM 327 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-06-29 |
| IL | RA | APPROVED | 2018-05-01 |
| TX | RA | APPROVED | 2018-05-01 |
| WI | RA | APPROVED | 2018-05-01 |
Branch Locations
308A Ogden Ave, Clinton, WI 53525 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Clinton | WI | 08/1995 | 06/2025 |
| Cimino Wealth Advisors, Inc. | Clinton | WI | 12/2015 | 05/2018 |
| Wealth Enhancement Group | Plymouth | MN | 05/2018 | Present |
| Wealth Enhancement Advisory Services | Clinton | WI | 05/2018 | Present |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 05/2018 | Present |
1. 7/25/2008: Roscoe Partners LLC - Investment Related - Real Estate Rental - Time Spent 1% - Invest as part of an LLC with fellow bank board members (previously approved OBQ) to buy and lease back to our bank a facility to be used as a branch bank. 2. 4/24/2018 - Wealth Enhancement Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/01/2018 - 1 Hour Per Month During Securities Trading. 3. 6/7/2018 - Wealth Enhancement Advisory Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 05/01/2018 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity on 6/7/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 4. 7/3/2018 - Cimino Property Management LLC - Not Investment Related - 308B Odgen Avenue Clinton WI - Real Estate Rental - Started 01/01/2016 - 0 Hours Per Month - Renting 308B Odgen Avenue to Wealth Enhancement Group.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-22 |
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