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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-06-29
IL RA APPROVED 2018-05-01
TX RA APPROVED 2018-05-01
WI RA APPROVED 2018-05-01
  • LA RA
    APPROVED
    Since 2022-06-29
  • IL RA
    APPROVED
    Since 2018-05-01
  • TX RA
    APPROVED
    Since 2018-05-01
  • WI RA
    APPROVED
    Since 2018-05-01

Branch Locations

308A Ogden Ave, Clinton, WI 53525 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Clinton WI 08/1995 06/2025
Cimino Wealth Advisors, Inc. Clinton WI 12/2015 05/2018
Wealth Enhancement Group Plymouth MN 05/2018 Present
Wealth Enhancement Advisory Services Clinton WI 05/2018 Present
Wealth Enhancement Brokerage Services Plymouth MN 05/2018 Present
  • 08/1995 → 06/2025
    Clinton, WI
  • 12/2015 → 05/2018
    Cimino Wealth Advisors, Inc.
    Clinton, WI
  • 05/2018 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 05/2018 → Present
    Wealth Enhancement Advisory Services
    Clinton, WI
  • 05/2018 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
Previous Registrations
  • 1992-01-08 → 2019-01-02
    Roscoe, IL
    Clinton, WI
    Roscoe, IL
  • 2016-01-07 → 2016-12-31
    Cimino Wealth Advisors
    Clinton, WI
Other Businesses

1. 7/25/2008: Roscoe Partners LLC - Investment Related - Real Estate Rental - Time Spent 1% - Invest as part of an LLC with fellow bank board members (previously approved OBQ) to buy and lease back to our bank a facility to be used as a branch bank. 2. 4/24/2018 - Wealth Enhancement Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/01/2018 - 1 Hour Per Month During Securities Trading. 3. 6/7/2018 - Wealth Enhancement Advisory Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 05/01/2018 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity on 6/7/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 4. 7/3/2018 - Cimino Property Management LLC - Not Investment Related - 308B Odgen Avenue Clinton WI - Real Estate Rental - Started 01/01/2016 - 0 Hours Per Month - Renting 308B Odgen Avenue to Wealth Enhancement Group.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-10-22
  • S63 Uniform Securities Agent State Law Examination
    1992-10-22
Designations
  • Certified Financial Planner
Other Names
  • Vince Cimino

View on SEC IAPD

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