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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-12-05
  • WI RA
    APPROVED
    Since 2018-12-05

Branch Locations

308A Ogden Ave, Clinton, WI 53525 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cimino & Associates Clinton WI 06/1999 05/2018
Lpl Financial Llc Clinton WV 10/1999 06/2025
Wealth Enhancement Advisory Services Clinton WI 11/2018 Present
Wealth Enhancement Brokerage Services Clinton WI 05/2018 Present
Wealth Enhancement Group Plymouth MN 05/2018 Present
  • 06/1999 → 05/2018
    Cimino & Associates
    Clinton, WI
  • 10/1999 → 06/2025
    Lpl Financial Llc
    Clinton, WV
  • 11/2018 → Present
    Wealth Enhancement Advisory Services
    Clinton, WI
  • 05/2018 → Present
    Wealth Enhancement Brokerage Services
    Clinton, WI
  • 05/2018 → Present
    Wealth Enhancement Group
    Plymouth, MN
Other Businesses

1. 5/23/2018 - Wealth Enhancement Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/01/2018 - 1 Hour Per Month/1 Hour During Securities Trading - . 2. 5/31/2018 - Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 05/01/2018 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through WEAS, an independent investment advisor firm. I started this business activity on 5/31/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-27
S63 Uniform Securities Agent State Law Examination 2000-03-17
  • S66 Uniform Combined State Law Examination
    2018-11-27
  • S63 Uniform Securities Agent State Law Examination
    2000-03-17
Other Names
  • Melissa Kaye Giesecke

View on SEC IAPD

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