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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-12-05 |
Branch Locations
308A Ogden Ave, Clinton, WI 53525 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cimino & Associates | Clinton | WI | 06/1999 | 05/2018 |
| Lpl Financial Llc | Clinton | WV | 10/1999 | 06/2025 |
| Wealth Enhancement Advisory Services | Clinton | WI | 11/2018 | Present |
| Wealth Enhancement Brokerage Services | Clinton | WI | 05/2018 | Present |
| Wealth Enhancement Group | Plymouth | MN | 05/2018 | Present |
1. 5/23/2018 - Wealth Enhancement Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/01/2018 - 1 Hour Per Month/1 Hour During Securities Trading - . 2. 5/31/2018 - Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 05/01/2018 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through WEAS, an independent investment advisor firm. I started this business activity on 5/31/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-17 |
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