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Marc Nolan Cohn

Wells Fargo Clearing Services, LLC

Hopkins, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-10-26
  • MN RA
    APPROVED
    Since 2016-10-26

Branch Locations

1011 1St St S, Hopkins, MN 55343 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Maple Grove MN 09/2016 Present
Wells Fargo Advisors, Llc Maple Grove MN 10/2016 11/2016
Wells Fargo Clearing Services, Llc Maple Grove MN 11/2016 Present
  • 09/2016 → Present
    Wells Fargo Bank, Na
    Maple Grove, MN
  • 10/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Maple Grove, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Maple Grove, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-10
S63 Uniform Securities Agent State Law Examination 1992-10-05
  • S66 Uniform Combined State Law Examination
    2015-02-10
  • S63 Uniform Securities Agent State Law Examination
    1992-10-05
Designations
Other Names
  • Marc N Cohn

View on SEC IAPD

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U.S. BANCORP ADVISORS, LLC · Hopkins, MN
TOTAL WEALTH ADVISORS, LLC · HOPKINS, MN
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ABENS FINANCIAL SERVICES INC · EDINA, MN
GRAFF FINANCIAL LLC · EDINA, MN
MUTUAL OF OMAHA INVESTOR SERVICES, INC. · Hopkins, MN
ONEDIGITAL · HOPKINS, MN
CETERA INVESTMENT ADVISERS LLC · HOPKINS, MN

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