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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St. Paul | MN | 07/2017 | 05/2019 |
| Minnesota Life Insurance Company | St. Paul | MN | 07/2017 | 05/2019 |
| Oklahoma State University | Stillwater | OK | 08/2013 | 05/2017 |
| Oklahoma State University Athletics | Stillwater | OK | 08/2016 | 05/2017 |
| Accel Financial | Oklahoma City | OK | 10/2019 | 10/2019 |
| Academy Sports And Outdoors | Stillwater | OK | 12/2019 | 01/2020 |
| Unemployed | Stillwater | OK | 05/2019 | 10/2019 |
| Charles Schwab & Co., Inc. | Oklahoma City | OK | 02/2020 | 08/2022 |
| Charles Schwab Bank, Ssb | Oklahoma City | OK | 02/2020 | 08/2022 |
| Securian Financial Services Inc | St Paul | MN | 09/2022 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 08/2022 | 08/2023 |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2023 | 12/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | 12/2023 |
| U.S. Bancorp Investments, Inc. | Hopkins | MN | 01/2024 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Hopkins | MN | 02/2026 | Present |
(1)Catherine E Pullman Foundation; Non Investment-related; Lincoln, ME; Volunteer; Board Member; Treasurer; 12/2021; 1 hour/ month; 0 hours/ trading; Listed as treasurer, mother handles business with foundation. (2) City of Oakdale; Not investment-related; Oakdale, MN; Advises the City Council in all matters relating to planning, development, and redevelopment; Planning Commission Member, Commissioner, Resident of Oakdale; 11/2024; 1 hour/month; 0 hours/trading; Provide feedback and recommendations regarding land use matters like rezoning, subdivisions, and small area plans.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-04 |
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