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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-06-08 |
| TX | RA | APPROVED_RES | 2026-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Advisors, Llc | Hopkins | MN | 06/2026 | Present |
| Macphail Center For Music | Minneapolis | MN | 10/2014 | 06/2019 |
| Thrivent Investment Management Inc | Burnsville | MN | 05/2019 | 08/2020 |
| Thrivent Investment Management Inc. | Appleton | WI | 06/2019 | 08/2020 |
| Uak Diversified Llc | St. Paul | MN | 03/2022 | 07/2022 |
| City Of Apple Valley | Apple Valley | MN | 09/2019 | Present |
| Uponor | Apple Valley | MN | 10/2020 | 12/2021 |
| Wells Fargo Clearing Services, Llc | Burnsville | MN | 08/2022 | 06/2024 |
| Wells Fargo Bank, Na | Burnsville | MN | 08/2022 | 06/2024 |
Alter Music; Not Investment-Related; Apple Valley, MN; This is a small operation I do for friends and a few clients a year for sound recording.; Owner; Sound Engineer; 10/15/2014; 02 hours/month; 0 hours/trading; Recording, mixing and mastering.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-09 |
| S66 | Uniform Combined State Law Examination | 2019-06-03 |
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