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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-13
FL RA APPROVED 2023-06-23
TX RA APPROVED 2023-06-22
CO RA APPROVED 2018-11-02
MA RA APPROVED 2018-11-02
  • NC RA
    APPROVED
    Since 2024-11-13
  • FL RA
    APPROVED
    Since 2023-06-23
  • TX RA
    APPROVED
    Since 2023-06-22
  • CO RA
    APPROVED
    Since 2018-11-02
  • MA RA
    APPROVED
    Since 2018-11-02

Branch Locations

160 Gould Street Suite 212, Needham Heights, MA 02494 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Boston MA 07/1992 11/2018
John Hancock Life Insurance Co. Boston MA 01/2000 11/2018
Royal Alliance Associates, Inc. Needham Heights MA 11/2018 Present
  • 07/1992 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 01/2000 → 11/2018
    John Hancock Life Insurance Co.
    Boston, MA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Needham Heights, MA
Previous Registrations
  • 2007-06-06 → 2018-11-02
    Signator Investors, Inc.
    Needham Heights, MA
    Wellesley Hills, MA
Other Businesses

1. CENTINEL FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/15/1992 ADDRESS: 160 Gould Street, Suite 212, Needham MA 02494, United States DESCRIPTION: receive renewals from older life insurance contracts with John Hancock 2. DISABILITY INSURANCE POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 160 Gould Street, 3rd Floor, Needham MA 02494, United States DESCRIPTION: Provide disability insurance policies 3. CRUMP LIFE INSURANCE POSITION: Agent NATURE: Life, LTC and disability insurance policies with multiple carriers. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 11/05/2018 ADDRESS: 4135 North Front Street, Harrisburg PA 17110, United States DESCRIPTION: provide life, disability or LTC insurance policies

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-30
S63 Uniform Securities Agent State Law Examination 1992-09-03
  • S65 Uniform Investment Adviser Law Examination
    1999-06-30
  • S63 Uniform Securities Agent State Law Examination
    1992-09-03
Designations
Other Names
  • George A Bernet

View on SEC IAPD

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