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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Advisers, Inc. | Shrewsbury | NJ | 06/2003 | 12/2021 |
| Fidelity Brokerage Services Llc. | Shrewsbury | NJ | 05/2003 | 12/2021 |
| Mariner | Overland Park | KS | 05/2026 | Present |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 12/2021 |
| Principal Life Insurance | Marlton | NJ | 08/2023 | 09/2023 |
| Principal Securities | Marlton | NJ | 08/2023 | 09/2023 |
| Unemployed | Robbinsville | NJ | 12/2021 | 07/2023 |
| New York Life Insurance Company | Edison | NJ | 04/2024 | 05/2026 |
| Nylife Securities Llc | Edison | NJ | 05/2024 | 05/2025 |
| Unemployed | Robbinsville | NJ | 10/2023 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-03 |
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