William Gordon Schifani

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	1993-08-05
NM	RA	APPROVED	1992-11-16

TX RA
APPROVED_RES

Since 1993-08-05
NM RA
APPROVED

Since 1992-11-16

Branch Locations

2155 Louisiana Blvd Northeast Suite10000, Albuquerque, NM 87110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Albuquerque	NM	08/1992	Present

08/1992 → Present

Ubs Financial Services Inc.

Albuquerque, NM

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-04-03
S63	Uniform Securities Agent State Law Examination	1992-09-19

S65 Uniform Investment Adviser Law Examination

1995-04-03
S63 Uniform Securities Agent State Law Examination

1992-09-19

Other Names

William G Schifani

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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