Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-14 |
| TX | RA | APPROVED_RES | 2023-04-03 |
| AL | RA | APPROVED | 2023-03-31 |
Branch Locations
740 Shades Creek Parkway, Birmingham, AL 35209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gadsden | AL | 04/2000 | 03/2023 |
| Bank Of America, N.A. | Birmingham | AL | 07/2011 | 03/2023 |
| Morgan Stanley Smith Barney Llc | Birmingham | AL | 03/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-21 |
Reach out to this advisor