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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-11-06
MI RA APPROVED 2010-05-18
  • TX RA
    APPROVED
    Since 2014-11-06
  • MI RA
    APPROVED
    Since 2010-05-18

Branch Locations

19810 Mack Avenue, Grosse Pointe Woods, MI 48236-2506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Grosse Pointe Woods MI 12/1997 Present
Other Businesses

1. 01/13/2000 - NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - Lenhard Financial Services - INV REL - AT REPORTED BUSINESS LOCATION - ACTIVITY: Lenhard Financial Services. 2. 10/23/2002 - NO BUSINESS NAME - Real Estate Rental - INV REL - AT REPORTED BUSINESS LOCATION - PURCHASE OF A BUILDING - RENTAL. 3. 02/25/2004 - NO BUSINESS NAME - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - FORMATION OF BTC INVESTMENTS-AN LLC TO INVEST IN COYOTE UGLY SALOON IN SAN ANTONIO, TEXAS WITH BROTHER, CRAIG, BROTHER IN LAW AND AUNT. 4. 09/08/2006 - T&C Realty LLC - Real Estate - INV REL - AT REPORTED BUSINESS LOCATION - Formed to purchase building to operate out of. 5. 03/26/2009 - DOUBLE EAGLE LLC - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION - DOUBLE EAGLE REALTY IS THE BUILDING I WORK OUT OF. WE HAVE 3 NON LPL REP TENANTS. ONE OF THEM HAS 2 SMALL INVESTMENT ACCTS WITH US - 1% TIME SPENT. 6. 09/21/2021 - Professional Life Underwriters - Investment Related - 2155 Butterfield Dr, Suite 102S, Troy MI 48084 - Non-Variable Insurance - Independent Agent - Start Date: 01/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading. 7. 11/07/2023 - Zapp Charging - Outside/W-2 Employment - Sales Rep - Not Investment Related - At Reported Business Location(s) - Start Date 08/22/2023 - 1 Hour Per Month/ 0 Hours During Trading 8. 07/17/2026 - Tan Line - Direct Sales/ MLM - Not Investment Related - Grosse Pointe Woods, MI - Start Date 07/06/2026 - 4 hours per month/ 0 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-27
  • S63 Uniform Securities Agent State Law Examination
    1992-08-27

View on SEC IAPD

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