Cary M Allison

Employer firm

Kera Capital Partners CRD 312875

$1.36B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 09/2023
  Morgan Stanley Smith Barney Llc
  Roseville, CA
• 01/2015 → 09/2023
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 09/2023 → Present
  Kera Capital Partners
  San Jose, CA

Previous Registrations

• 2009-06-01 → 2023-10-04
  Morgan Stanley
  Folsom, CA
  Roseville, CA
  Folsom, CA
  Franklin, TN
  Franklin, TN
• 2007-12-03 → 2009-06-01
  Morgan Stanley & Co. Llc
  Folsom, CA
• 2003-07-01 → 2007-12-04
  Wells Fargo Clearing Services, Llc
  Folsom, CA
  Folsom, CA
• 2000-09-28 → 2003-07-01
  Prudential Equity Group, Llc
  Roseville, CA

Other Businesses

Highland Capital Brokerage; Insurance Sales; Investment-related; Sacramento, CA; Insurance Broker; 0 hours/month during securities trading hours; Less than 10 hours/month outside of securities trading hours. Sell insurance products for commission. *519273- Trust; Investment related-Yes; El Dorado Hills, California;08/2022; During business hours: 0; After business hours: 0.1

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-10-06
• S63 Uniform Securities Agent State Law Examination
  1992-10-01

Other Names

• Cary Michael Allison