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Caterina Mary Ciarlante

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-12-02
TX RA APPROVED 2019-12-02
  • PA RA
    APPROVED
    Since 2019-12-02
  • TX RA
    APPROVED
    Since 2019-12-02

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 01/2013 Present
Vanguard Marketing Corporation Malvern PA 01/2013 Present
Vanguard Advisers, Inc. Malvern PA 12/2019 Present
  • 01/2013 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2013 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 12/2019 → Present
    Malvern, PA
Other Businesses

NAME OF BUSINESS: TRUSTEE FOR IMMEDIATE FAMILY MEMBER INVESTMENT RELATED ADDRESS: HAVERTOWN, PA NATURE OF BUSINESS: FIDUCIARY POSITION: TRUSTEE START DATE: 10/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALE AND DISTRIBUTION OF ASSETS IN TRUST

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-27
S63 Uniform Securities Agent State Law Examination 2013-02-07
  • S66 Uniform Combined State Law Examination
    2019-11-27
  • S63 Uniform Securities Agent State Law Examination
    2013-02-07

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