Todd Griffin Roop

Lutherville, MD

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-06-06
MD	RA	APPROVED	2022-05-26

TX RA
APPROVED

Since 2022-06-06
MD RA
APPROVED

Since 2022-05-26

Branch Locations

2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc.	Baltimore	MD	11/2006	09/2016
Raymond James & Associates, Inc.	Baltimore	MD	09/2016	03/2017
Raymond James & Associates, Inc.	Baltimore	MD	04/2018	01/2022
Bny Mellon	Owingsmills	MD	07/2017	03/2018
Unemployed	Baltimore	MD	03/2017	07/2017
Morgan Stanley Smith Barney Llc	Lutherville	MD	01/2022	Present

11/2006 → 09/2016

Deutsche Bank Securities Inc.

Baltimore, MD
09/2016 → 03/2017

Raymond James & Associates, Inc.

Baltimore, MD
04/2018 → 01/2022

Raymond James & Associates, Inc.

Baltimore, MD
07/2017 → 03/2018

Bny Mellon

Owingsmills, MD
03/2017 → 07/2017

Unemployed

Baltimore, MD
01/2022 → Present

Morgan Stanley Smith Barney Llc

Lutherville, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-26
S63	Uniform Securities Agent State Law Examination	2018-06-21

S66 Uniform Combined State Law Examination

2022-05-26
S63 Uniform Securities Agent State Law Examination

2018-06-21

View on SEC IAPD

Other Firms

HARBOR INVESTMENT ADVISORY, LLC

BLACK DIAMOND FINANCIAL, LLC

CORBYN INVESTMENT MANAGEMENT INC

SUMMIT FINANCIAL, LLC

KESTRA ADVISORY SERVICES, LLC

JANNEY MONTGOMERY SCOTT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

FREMONT JAMES KNITTLE

ANDREW WILLIAM SULLIVAN

R. MATTHEW WILLIAMS NOVAK

ROBERT WILMER BLACK

FRED CREGAN HILL

Other Offices

HARBOR INVESTMENT ADVISORY, LLC · LUTHERVILLE, MD

BLACK DIAMOND FINANCIAL, LLC · LUTHERVILLE, MD

CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

SUMMIT FINANCIAL, LLC · LUTHERVILLE, MD

KESTRA ADVISORY SERVICES, LLC · Lutherville, MD

KESTRA ADVISORY SERVICES, LLC · LUTHERVILLE, MD

CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

JANNEY MONTGOMERY SCOTT LLC · Lutherville (Greenspring), MD

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