James Edward Tromp

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1981 → Present
  James E Tromp Pc Cpa'S
  Manhattan, IL
• 06/1992 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/1995 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) JAMES E. TROMP PC CPAS, NOT INV REL, ACCTG & TAX PRAC-OWNER SINCE 1/1/80-ACCTG & TAX PRAC-30HR/WK; 2) TROMP FINANCIAL CONSULTANTS, DBA NAME FOR INVESTMENT PRACTICE, INV RELATED:

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-22
• S63 Uniform Securities Agent State Law Examination
  1992-09-14