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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2008-04-25
  • IL RA
    APPROVED
    Since 2008-04-25

Branch Locations

110 Market Place, Manhattan, IL 60442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 07/2007 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2007 Present
Bma Management, Ltd. Bradley IL 04/2008 Present
Navistar Inc. Lisle IL 08/2017 Present
  • 07/2007 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2007 → Present
    Schaumburg, IL
  • 04/2008 → Present
    Bma Management, Ltd.
    Bradley, IL
  • 08/2017 → Present
    Navistar Inc.
    Lisle, IL
Other Businesses

1) TROMP FINANCIAL CONSULTANTS, DBA NAME FOR INVESTMENT PRACTICE- INV RELATED: 2) BMA MANAGEMENT, LTD, NOT INV REL, ACCOUNTANT, SINCE 04/2008, 40H/WK 3) NAME OF OTHER BUSINESS: NAVISTAR INC. INVESTMENT RELATED: YES ADDRESS: 2701 NAVISTAR DR. LISLE, IL 60532 NATURE OF BUSINESS: FINANCE & ACCOUNTING START DATE: 8/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: SENIOR FINANCIAL ANALYST BRIEF DESCRIPTION OF DUTIES: ACCOUNTING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-24
  • S66 Uniform Combined State Law Examination
    2008-04-24
Other Names
  • Jeffrey E. Tromp

View on SEC IAPD

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