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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-10-03 |
| TX | RA | APPROVED_RES | 2024-10-03 |
Branch Locations
111 North Washington Avenue Suite 201, Scranton, PA 18503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Scranton | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scranton | PA | 11/2016 | 10/2024 |
| Morgan Stanley Smith Barney Llc | Scranton | PA | 10/2024 | Present |
*613124 - Basketball Official; Investment Related - No; Madison Twp, Pennsylvania; Recreation; Basketball Official (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2009; During Business Hours: 0; After Business Hours: 30; Basketball Official. (2) NOTARY PUBLIC / INVESTMENT RELATED / SCRANTON, PA / START 13-JULY-2017 / LESS THAN 1 HOUR DEVOTED PER MONTH / LESS THAN 1 DURING TRADING HOURS / NOTARIZE DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-14 |
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