Steven Earl

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Salt Lake City, UT
• 11/2016 → 01/2022
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
• 01/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Salt Lake City, UT

Previous Registrations

• 2003-07-01 → 2022-01-20
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
  Salt Lake City, UT
• 1995-02-09 → 2003-07-01
  Prudential Equity Group, Llc
  Salt Lake City, UT

Other Businesses

BERGEN VENTURES LLC DBA STEVEN EARL PHOTOGRAPHY; NOT INV RELATED; SALT LAKE CITY, UT; START 3/1/2013; 5 HOURS DEVOTED PER MONTH; 0 HOURS DURING TRADING; PHOTOGRAPHING FALL & SPRING HIGH SCHOOL SPORTS. ACCURE ADVISORS DBA THE EARL GROUP; INV. RELATED; 33.3% OWNERSHIP; START DATE 01/21/2022; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 8; OWNERSHIP FOR FINET PRACTICE. PENGER HOLDINGS; INV. RELATED; SALT LAKE CITY,UT; 100% OWNERSHIP; START DATE 1/21/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; S CORP FOR FINET PRACTICE. EARL STREET, LLC; INV. RELATED; SALT LAKE CITY,UT; 33.3% OWNERSHIP; START DATE 01/21/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-02-02
• S65 Uniform Investment Adviser Law Examination
  1995-01-30

Other Names

• Steve Earl
• Steven George Earl