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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-01-25 |
Branch Locations
6985 S Union Park Ctr Ste 170, Cottonwood Heights, UT 84047 • United States
2319 South Foothill Blvd Ste 265 [Satellite], Salt Lake City, UT 84109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salt Lake City | UT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | 01/2022 |
| Wells Fargo Advisors Financial Network, Llc | Salt Lake City | UT | 01/2022 | Present |
BERGEN VENTURES LLC DBA STEVEN EARL PHOTOGRAPHY; NOT INV RELATED; SALT LAKE CITY, UT; START 3/1/2013; 5 HOURS DEVOTED PER MONTH; 0 HOURS DURING TRADING; PHOTOGRAPHING FALL & SPRING HIGH SCHOOL SPORTS. ACCURE ADVISORS DBA THE EARL GROUP; INV. RELATED; 33.3% OWNERSHIP; START DATE 01/21/2022; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 8; OWNERSHIP FOR FINET PRACTICE. PENGER HOLDINGS; INV. RELATED; SALT LAKE CITY,UT; 100% OWNERSHIP; START DATE 1/21/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; S CORP FOR FINET PRACTICE. EARL STREET, LLC; INV. RELATED; SALT LAKE CITY,UT; 33.3% OWNERSHIP; START DATE 01/21/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-02-02 |
| S65 | Uniform Investment Adviser Law Examination | 1995-01-30 |
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