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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2016-06-16
  • DE RA
    APPROVED
    Since 2016-06-16

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 01/2016 Present
Previous Registrations
Other Businesses

I* 534293 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: no Address of business: Wilmington, DE, 19803 Nature of business: Position, title, association: Sole owner Start date of relationship: 06/01/2021 Number of hours devoted: 1 monthly Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-14
  • S66 Uniform Combined State Law Examination
    2006-09-14
Other Names
  • Adriane C Russo

View on SEC IAPD

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