Catriona Jane Kyle-rice

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2008-10-08

NC RA
APPROVED

Since 2008-10-08

Branch Locations

806 Green Valley Rd Ste 100, Greensboro, NC 27408 • United States

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Greensboro	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Greensboro	NC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Greensboro, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Greensboro, NC

Other Businesses

SONSHINE PARTNERS, LLC; NOT INV. RELATED; GREENSBORO,NC; 100% OWNERSHIP WITH SPOUSE; START DATE 11/01/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; ESTABLISHED FOR SECOND HOME.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-07
S65	Uniform Investment Adviser Law Examination	1994-09-13
S63	Uniform Securities Agent State Law Examination	1993-07-07

S66 Uniform Combined State Law Examination

2008-10-07
S65 Uniform Investment Adviser Law Examination

1994-09-13
S63 Uniform Securities Agent State Law Examination

1993-07-07

Designations

Other Names

Catriona Jane Kyle
Catriona J Kyle-Rice

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews