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Account
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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-01 |
| NV | RA | APPROVED | 2023-08-30 |
| IL | RA | APPROVED | 2006-12-08 |
| TX | RA | APPROVED | 2006-12-08 |
| VA | RA | APPROVED | 2006-12-08 |
Branch Locations
3450 Dowlen Road Suite A, Beaumont, TX 77706 • United States
750 Town And Country Blvd Suite 400, Houston, TX 77024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 12/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 1993-04-23 |
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