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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Integrity Alliance Llc | Phoenix | AZ | 06/2026 | Present |
| Voya Investments Distributor, Llc | Windsor | CT | 05/2014 | 12/2018 |
| Voya Investment Management | Scottsdale | AZ | 05/2014 | 12/2018 |
| Voya Investment Management Co., Llc | New York | NY | 05/2014 | 12/2018 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 04/2019 | 04/2024 |
| Unemployed | Goodyear | AZ | 01/2019 | 03/2019 |
| Unemployed | Goodyear | AZ | 05/2024 | 06/2024 |
| Bankers Life Securities Inc | Phoenix | AZ | 08/2024 | 05/2025 |
| Fbl Financial Group | West Des Moines | IA | 05/2025 | 04/2026 |
| Fbl Marketing Services, Llc | West Des Moines | IA | 05/2025 | 04/2026 |
1) Life and Health Insurance Agent; NOT INVESTMENT RELATED; 13311 So. 186th Avenue, Goodyear, AZ 85251; Sales and service of life and health insurance policies. Not investment related. Licensed in AZ and CA; Owner/Insurance Agent; Start date 08/26/1999; 80 hours per month; 40 hours per month during trading hours; Service and sales of existing and new life and health business. 2) Residential Rental Single-Family Home / Owner; Not Investment Related; 12902 W. Palm Lane, Avondale, AZ, 85392, United States; Residential Rental; Owner; Start 5/1/2008; 1 hours per month; 0 hours per month during trading hours; Other Compensation; Monthly rent payment for compensation type. 3) Actor - Cynthia Frances - self; Not Investment Related; 4400 No. Scottsdale Rd., #260 PMB, Scottsdale, AZ, 85251, United States; Actor; Screen Actors Guild Actor / Member; Start 8/24/1987; 1 hours per month; 0 hours per month during trading hours; Other Compensation; Residuals. 4. Catholic Daughters of the Americas; Investment related - No; 4400 No. Scottsdale Rd., #260 PMB, Scottsdale, AZ, 85251; Volunteer work, bake sales, book sales for local Court 2708 in Arizona; Volunteer; Start date 12/17/2022; 10 hours per month; 1 hour per month during trading hours; Volunteer work, bake sales, book sales for local Court 2708 in Arizona 5. Estrella Conservative Club and Legislative District 23; Investment related - No; 4400 No. Scottsdale Rd., #260 PMB, Scottsdale, AZ, 85251; I am a state of Arizona Precinct / State Committeewoman. This is not a business, it's volunteer to help register voters and get out the vote / information; Volunteer; Start date 08/22/2022; 10 hours per month; 10 hours per month during trading hours; I am a state of Arizona Precinct / State Committeewoman. This is not a business, it's volunteer to help register voters and get out the vote / information.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-05 |
| S66 | Uniform Combined State Law Examination | 2008-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-09 |
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