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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-08-25 |
| TX | RA | APPROVED | 2026-08-24 |
Branch Locations
2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Montgomery | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Montgomery | AL | 11/2016 | 08/2026 |
| Stifel, Nicolaus & Company, Incorporated | Montgomery | AL | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-18 |
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