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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-01-24
ND RA APPROVED 1999-12-28
  • TX RA
    APPROVED_RES
    Since 2007-01-24
  • ND RA
    APPROVED
    Since 1999-12-28

Branch Locations

4160 24Th Ave S Suite 100, Fargo, ND 58104 • United States

Queen Creek, AZ • United States

Fargo, ND • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fargo ND 09/2005 03/2020
Ameriprise Financial Services, Llc Fargo ND 03/2020 Present
Other Businesses

Business Ownership; SecurEdge Tax Strategies; Owner; Tax Preparation; 4160 24th Ave. S. Suite 100, , Fargo, ND, 58104; Not Investment-Related; 02/03/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-07
S63 Uniform Securities Agent State Law Examination 1996-08-23
  • S65 Uniform Investment Adviser Law Examination
    1998-05-07
  • S63 Uniform Securities Agent State Law Examination
    1996-08-23
Other Names
  • Angela Molly Erickson
  • Angela Mollie Mccarthy
  • Angie Mc Carthy
  • Angie Mccarthy
  • Angela Mollie Mc Carthy

View on SEC IAPD

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