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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-01-24 |
| ND | RA | APPROVED | 1999-12-28 |
Branch Locations
4160 24Th Ave S Suite 100, Fargo, ND 58104 • United States
Queen Creek, AZ • United States
Fargo, ND • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fargo | ND | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Fargo | ND | 03/2020 | Present |
Business Ownership; SecurEdge Tax Strategies; Owner; Tax Preparation; 4160 24th Ave. S. Suite 100, , Fargo, ND, 58104; Not Investment-Related; 02/03/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-23 |
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