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Stacey Lynn Stein

Wells Fargo Clearing Services, LLC

Alexandria, VA

Mclean, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2011-06-29
  • VA RA
    APPROVED
    Since 2011-06-29

Branch Locations

6110 Franconia Rd, Alexandria, VA 22310 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Alexandria VA 04/2006 Present
Wells Fargo Advisors Llc Alexandria VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Alexandria VA 11/2016 Present
  • 04/2006 → Present
    Wachovia Bank, N.A.
    Alexandria, VA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Alexandria, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Alexandria, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-28
S63 Uniform Securities Agent State Law Examination 2005-10-11
  • S66 Uniform Combined State Law Examination
    2011-06-28
  • S63 Uniform Securities Agent State Law Examination
    2005-10-11
Other Names
  • Stacey Stein

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

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