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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-20 |
| AL | RA | APPROVED | 2005-06-21 |
Branch Locations
2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Birmingham | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2016 | Present |
GULF COAST INVESTMENTS MHP, LLC; INV. RELATED; ALABASTER, AL; 50% OWNERSHIP; MOBILE HOME PARK; START DATE 11/2/2018; 8 HRS PER MONTH; 0 HRS DURING TRADING: DUTIES: INVESTOR, MANAGE INVESTMENT PROPERTY. VITAMIN SEA DEEP SEA CHARTERS LLC, INV RELATED, ALABASTER, AL, 50% OWNERSHIP WITH SPOUSE, START 4/19/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, PASSIVE INVESTOR. CONDO RENTAL PROPERTY, INVT RELATED, ORANGE BEACH, AL, 100% OWNERSHIP, START DATE 11/30/2022, 4 HRS PER MONTH, 0 HRS DURING TRADING, CONDO OWNER. | SEASIDE BEACH AND RACKET CLUB RENTAL PROPERTY; INV RELTED; ORANGE BEACH, AL; RENTAL PROPERTY; 100% OWNER; START DATE 04/30/2026; 2 HRS PER MONTH; 0 DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-02 |
| S65 | Uniform Investment Adviser Law Examination | 1992-09-24 |
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