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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-06-26
AR RA APPROVED 2008-06-24
  • TX RA
    APPROVED
    Since 2008-06-26
  • AR RA
    APPROVED
    Since 2008-06-24

Branch Locations

6576 Lynchs Prairie Cv, Ste A, Springdale, AR 72762 • United States

303 North Main St, Suite 501, Harrison, AR 72601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Springdale AR 03/2004 Present
Other Businesses

1) 04/05/2004 - THE POINT FINANCIAL GROUP, INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 2. 12/4/2008 - DBA ONLY - THE POINT FINANCIAL GROUP, INC. - SPRINGDALE, AR. 3) 06/09/2025 - Cabaletta Bio - Not Investment Related - Other - Medical Advisory Board for Pharma Company - Teleconference only. - Start Date:05/21/2025 - 2 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-23
S65 Uniform Investment Adviser Law Examination 1999-11-23
S63 Uniform Securities Agent State Law Examination 1996-06-24
  • S66 Uniform Combined State Law Examination
    2008-06-23
  • S65 Uniform Investment Adviser Law Examination
    1999-11-23
  • S63 Uniform Securities Agent State Law Examination
    1996-06-24
Other Names
  • Robin Aaron
  • Robin Lynette Coggins
  • Robin Lynette Patterson

View on SEC IAPD

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