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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-06-26 |
| AR | RA | APPROVED | 2008-06-24 |
Branch Locations
6576 Lynchs Prairie Cv, Ste A, Springdale, AR 72762 • United States
303 North Main St, Suite 501, Harrison, AR 72601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Springdale | AR | 03/2004 | Present |
1) 04/05/2004 - THE POINT FINANCIAL GROUP, INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 2. 12/4/2008 - DBA ONLY - THE POINT FINANCIAL GROUP, INC. - SPRINGDALE, AR. 3) 06/09/2025 - Cabaletta Bio - Not Investment Related - Other - Medical Advisory Board for Pharma Company - Teleconference only. - Start Date:05/21/2025 - 2 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-23 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-24 |
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