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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-05-25 |
| FL | RA | APPROVED | 2017-03-25 |
Branch Locations
8151 Peters Road Suite 1700, Plantation, FL 33324 • United States
Coral Springs, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Plantation | FL | 08/2002 | 03/2017 |
| Mml Investors Services, Llc | Plantation | FL | 03/2017 | Present |
| Massmutual Life Insurance Co | Plantation | FL | 07/2016 | Present |
(1)NAME: DIAMOND FINANCIAL GROUP INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: DIAMOND FINANCIAL GROUP POSITION: OWNERSHIP START: 6/2002 NO/HRS MO: 1 NO/HRS MO DUR SEC TRADING: 0 DESCRIBE DUTIES: LLC USED FOR BUSINESS EXPENSES. (2)NAME: ARI TENENBAUM INV REL: Y ADDR: 8151 PETERS ROAD SUITE 1700 PLANTATION FL 33324 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 6/2002 NO/HRS MO: 1 NO/HRS MO DUR SEC TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, HEALTH, DISABILITY, & LTC. (3)NAME: EDGE HOME FINANCE INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: MORTGAGE LOAN ORIGINATOR POSITION: MORTGAGE LOAN ORIGINATOR START: 09/01/2021 NO HRS/MO: 4 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: MORTGAGE LOAN ORIGINATOR THROUGH EDGE HOME FINANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-23 |
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