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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-09-24 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
10 N Martingale Rd, Schaumburg, IL 60173 • United States
Palatine, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Schaumburg | IL | 11/1993 | Present |
| Bank Of America, N.A. | Schaumburg | IL | 05/2011 | Present |
I*121005 For profit or not for profit: Non-Profit Organization Name of outside business organization: HAVE Dreams Investment related: N Address of business: Park Ridge, Illinois 60068 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 3/1/2019 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: HAVE Dreams provides programs for kids & adults with autism. My role on golf committee is to find golfers, help find auction items and sponsors for this charitable fundraising event.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-23 |
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