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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-26 |
| NJ | RA | APPROVED | 2024-11-06 |
Branch Locations
10 Broad Street Suite # 303A, Red Bank, NJ 07701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vfinance | New York | NY | 04/2003 | Present |
| B. Riley Wealth Management | Livingston | NJ | 07/2022 | Present |
| B. Riley Wealth Advisors | Memphis | TN | 06/2024 | Present |
1. The Clementi Group; Investment-related; 10 Broad Street, Ste 303A, Red Bank , NJ 07701; DBA for financial securities business conducted through B. Riley Wealth Management; Founder and CEO; Start Date 07/2026; 200 hrs./month devoted to the business; 130 hrs./month devoted during securities trading hours. 2. B. Riley Wealth Insurance; Investment-related; Same address as BRWM; Fixed insurance sales; Licensed Insurance Agent; Start date 08/2026; As many hours as needed per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-16 |
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