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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
WV RA APPROVED 2005-06-16
MD RA APPROVED 2005-05-13
DC RA APPROVED 2003-04-02
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • WV RA
    APPROVED
    Since 2005-06-16
  • MD RA
    APPROVED
    Since 2005-05-13
  • DC RA
    APPROVED
    Since 2003-04-02

Branch Locations

1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States

1201 Wills Street Suite 230, Baltimore, MD 21231-3805 • United States

Severna Park, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Hunt Valley MD 03/2008 Present
City National Bank Baltimore MD 02/2017 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Hunt Valley, MD
  • 02/2017 → Present
    City National Bank
    Baltimore, MD
Previous Registrations
Other Businesses

CLASSIC COLONIAL REPRODUCTIONS LLC 115 MARLBROVE ROAD SEVERE PARK, MO 21146 I'M A PASSIVE OWNER OF THIS SMALL PRIVATE ORGANIZATION. I WILL DEVOTE 20 HOURS PER MONTH. NONE DURING TRADING HOURS. I WILL START DECEMBER OF 2005, AND IT WILL END DECEMBER OF 2007.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-03
S63 Uniform Securities Agent State Law Examination 1992-10-21
  • S65 Uniform Investment Adviser Law Examination
    1993-08-03
  • S63 Uniform Securities Agent State Law Examination
    1992-10-21
Other Names
  • Mike Crowell
  • Michael Crowell

View on SEC IAPD

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