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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-05-07 |
| TX | RA | APPROVED_RES | 2020-04-23 |
Branch Locations
2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 03/2009 | 04/2020 |
| Bank Of America, N.A. | Alpharetta | GA | 11/2009 | 04/2020 |
| Morgan Stanley Smith Barney Llc | Alpharetta | GA | 04/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2020 | Present |
*701190 - Johns Creek Assembly Company; Investment related - No; Johns Creek, Georgia; Assembly of furniture and appliances residential; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 12; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-10 |
| S65 | Uniform Investment Adviser Law Examination | 1997-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-12 |
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