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Kevin James Anderson

Osaic Wealth, Inc.

St. Petersburg, FL

St. Petersburg, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2018-11-02

Branch Locations

877 Executive Center Drive West, St. Petersburg, FL 33702 • United States

St. Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intersecurities, Inc. St Petersburg FL 02/2008 10/2016
Wfg Duluth GA 05/2009 10/2016
World Grooup Securities Duluth GA 05/2009 10/2016
Transamerica Financial Advisors Los Angeles CA 05/2009 10/2016
Sii St Petersburg FL 10/2016 11/2018
Royal Alliance Associates, Inc. St. Petersburg FL 11/2018 Present
  • 02/2008 → 10/2016
    Intersecurities, Inc.
    St Petersburg, FL
  • 05/2009 → 10/2016
    Wfg
    Duluth, GA
  • 05/2009 → 10/2016
    World Grooup Securities
    Duluth, GA
  • 05/2009 → 10/2016
    Transamerica Financial Advisors
    Los Angeles, CA
  • 10/2016 → 11/2018
    Sii
    St Petersburg, FL
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    St. Petersburg, FL
Previous Registrations
  • 2019-01-16 → 2024-01-19
    Woodbury Financial Services, Inc.
    St. Petersburg, FL
    Oakdale, MN
  • 2019-01-16 → 2023-11-03
    Fsc Securities Corporation
    St. Petersburg, FL
    Atlanta, GA
  • 2019-01-16 → 2023-09-01
    Osaic Services, Inc.
    St. Petersburg, FL
    Scottsdale, AZ
  • 2018-09-21 → 2018-11-02
    Signator Investors, Inc.
    St. Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-19
S63 Uniform Securities Agent State Law Examination 2006-08-21
  • S66 Uniform Combined State Law Examination
    2018-09-19
  • S63 Uniform Securities Agent State Law Examination
    2006-08-21
Other Names
  • Kevin J Anderson

View on SEC IAPD

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