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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-14
WA RA APPROVED 2023-09-25
  • TX RA
    APPROVED
    Since 2025-04-14
  • WA RA
    APPROVED
    Since 2023-09-25

Branch Locations

501North Riverpoint Blvd Suite 245, Spokane, WA 99202 • United States

Spokane, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spokane WA 06/1992 09/2023
Bank Of America, N.A. Spokane WA 05/2011 09/2023
Raymond James & Associates, Inc. Spokane WA 09/2023 Present
Previous Registrations
Other Businesses

(1)Name of Business: Boyd Holdings LP Address: 2514 Forest Brook , Upper St. Clair, PA, PA, 15241, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Officer - CEO Investment Related: Yes Start Date: 05/13/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: The company is an owner of individual holes in AZ which are rented. (2)Name of Business: k-Squared Developments Address: 2514 Forest Brook Drive, Upper St. Clair, PA, 15241, United States Activity Type: Rental Real Estate Position/Title: Officer - CEO Investment Related: Yes Start Date: 04/05/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The LLC is a owner and renter of office and residental properties in Pittsburgh PA (3)Name of Business: Oceans Six LLC Address: 2514 Forest Brook Dr, Upper St. Clair, PA, 15241, United States Activity Type: Rental Real Estate Position/Title: Officer - CEO Investment Related: No Start Date: 10/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner/rental property in Stone Harbor NJ....presently do not own anything LLC is not active

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-07
S63 Uniform Securities Agent State Law Examination 1992-10-03
  • S65 Uniform Investment Adviser Law Examination
    1992-11-07
  • S63 Uniform Securities Agent State Law Examination
    1992-10-03
Designations
Other Names
  • Lance A Nell

View on SEC IAPD

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