James Chandler Richards

Current Employers

Employment History

• 07/1992 → Present
  Massachusetts Mutual Life Insurance Comp
  Springfield, MA
• 07/1992 → Present
  Mml Investors Services, Inc.
  Seattle, WA

Other Businesses

(1) NAME: JAMES C. RICHARDS INV REL: Y ADD: 7853 SE 27TH ST STE 285, MERCER ISLAND WA 98040-2897 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 9/94 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: HEALTH, GROUP LIFE & HEALTH (2) NAME: SRG1998, LLC INV REL: Y ADD: 7853 SE 27TH ST STE 285 MERCER ISLAND WA 98040-2897 NATURE: MANAGING MEMBER OF LLC FOR PASS THROUGH COMPENSATION POSITION: MANAGING MEMBER START DATE: 01/01/2022 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DUTIES: MANAGING MEMBER OF LLC FOR PASS THROUGH COMPENSATION (3) NAME: VANAHEIM FARM, LLC INV REL: N ADD: 144 OLD TWISP HWY, TWISP WA 98856 NATURE: OTHER/FAMILY FARM, LLC - I AM THE MANAGING MEMBER OF THE LLC AND HELP FROM TIME TO TIME, BUT MY SON RUNS THE DAY-TO-DAY OPERATIONS. START DATE: 9/1/2020 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 2 (4) NAME: EVENING LIGHT, LLC INV REL: Y ADD: 7853 SE 27TH ST, STE. 285, MERCER ISLAND, WA 98040-2897 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 12/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I AM THE ONLY OWNER AND SOLE MEMBER OF THE LLC. THE ENTITY IS FOR ACCOUNTING & LEGAL PURPOSE ONLY

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-01
• S63 Uniform Securities Agent State Law Examination
  1992-08-25