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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-03 |
| AL | RA | APPROVED | 2013-02-13 |
Branch Locations
2900 Highway 280 Suite 100, Birmingham, AL 35223 • United States
Birmingham, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Birmingham | AL | 02/2013 | Present |
| Escape Zone Llc | Auburn | AL | 03/2016 | 05/2019 |
(1)Name of Business: Address: 1114 S. College Street , Auburn, AL, 36832, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of a condo. This is a condo I have owned for years that is now being rented. (2)Name of Business: VILLAGE PRESS, Inc. Address: 2710 Cahaba Road, Birmingham, AL, 35223, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Treasurer Investment Related: No Start Date: 12/01/1999 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I only get involved with major business decisions. I don't have any regular duties that I am responsible. I operate mainly in an oversight position and receive no compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-22 |
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