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Current Employers
Gregory J. Schwartz & Co., Inc.

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-08-05
  • MI RA
    APPROVED
    Since 2011-08-05

Branch Locations

3707 W Maple Rd Ste 201, Bloomfield Hills, MI 48301-3204 • UNITED STATES

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gregory J. Schwartz & Co., Inc. Bloomfield Hills MI 02/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-26
S63 Uniform Securities Agent State Law Examination 1992-08-06
  • S66 Uniform Combined State Law Examination
    2011-05-26
  • S63 Uniform Securities Agent State Law Examination
    1992-08-06
Other Names
  • Rob Higgins

View on SEC IAPD

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