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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-21 |
| RI | RA | APPROVED | 2022-10-14 |
Branch Locations
500 Exchange Street Suite 1210, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Providence | RI | 06/2009 | 10/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2022 |
| Ubs Financial Services Inc | Providence | RI | 10/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 10/2022 |
NAME OF OTHER BUSINESS:A Wish Come True/ INVESTMENT RELATED?: N/ ADDRESS: 1010 Warwick Av. / NATURE OF THE BUSINESS: Grant wishes to sick children / POSITION:Finance Committee Member / DUTIES:I will provide impartial oversight of the $400,000 endowment. The endowment is managed is managed by Thrivent. / START DATE: 1/16/23 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-02 |
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