Roy L Castillo

Current Employers

Frontsight Wealth Advisors, Llc

2762 East Center Street #204, Kingsport, TN 37664 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-11-19
CT	RA	APPROVED	2022-11-08
TN	RA	APPROVED	2014-04-14

NY RA
APPROVED

Since 2022-11-19
CT RA
APPROVED

Since 2022-11-08
TN RA
APPROVED

Since 2014-04-14

Branch Locations

2762 East Center Street #204, Kingsport, TN 37664 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rlc Financial Services	Guilford	CT	09/1996	Present
Frontsight Wealth Advisors, Llc	Kingsport	TN	02/2014	Present

09/1996 → Present

Rlc Financial Services

Guilford, CT
02/2014 → Present

Frontsight Wealth Advisors, Llc

Kingsport, TN

Previous Registrations

2008-02-26 → 2013-02-27

Next Financial Group, Inc.

Guilford, CT

Guliford, CT

Other Businesses

1)RLC FINANCIAL SERVICES/ROY L. CASTILLO, CFP (SOLE PROP, DBA); TAX SERVICES; TERM, LIFE & HEALTH INSURANCE SALES; 100% OWNERSHIP; 100% TIME SPENT; ~$300K/YR COMP

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-11-19
S63	Uniform Securities Agent State Law Examination	1992-08-24

S65 Uniform Investment Adviser Law Examination

2015-11-19
S63 Uniform Securities Agent State Law Examination

1992-08-24

Designations

Other Names

Roy Lawrence Castillo

View on SEC IAPD

Current Employers

Frontsight Wealth Advisors, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews