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Thomas Yacovino

Stifel, Nicolaus & Company, Incorporated

University City, MO

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-15
  • MO RA
    APPROVED
    Since 2024-11-15

Branch Locations

University City, MO • United States

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Yacovino Group, Llc Mount Laurel NJ 09/2016 08/2017
Country Financial Bloomington IL 08/2017 02/2020
Global Recruiters Of Normal Normal IL 03/2020 02/2023
Stifel, Nicolaus & Company, Incorporated St. Louis MO 03/2023 Present
  • 09/2016 → 08/2017
    The Yacovino Group, Llc
    Mount Laurel, NJ
  • 08/2017 → 02/2020
    Country Financial
    Bloomington, IL
  • 03/2020 → 02/2023
    Global Recruiters Of Normal
    Normal, IL
  • 03/2023 → Present
    Stifel, Nicolaus & Company, Incorporated
    St. Louis, MO
Previous Registrations
  • 2012-08-22 → 2016-08-19
    Questar Asset Management, Inc.
    Minneapolis, MN
    Mount Laurel, NJ
  • 2009-04-27 → 2012-04-11
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-27
  • S66 Uniform Combined State Law Examination
    2008-03-27
Other Names
  • Thomas M Yacovino
  • Tom Yacovino
  • Thomas Michael Yacovino
  • Thomas Yacovino

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
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SPARROW CAPITAL MANAGEMENT INC
FISHER INVESTMENTS
U.S. BANCORP ADVISORS, LLC
SUNPOINTE INVESTMENTS
IOR

Other Investors

Christopher Kit Harrell
Arthur E Kramer
JERRY LYNN DUNIVAN
Brian Joseph Keough
MILES CEDRIC FELLER-BLAKEMORE
Benjamin Sikes Schrumpf
JENNIFER MARIE SUMMERS
ERIN C KESSEL

Other Offices

CKHFINANCIAL LLC · UNIVERSITY CITY, MO
CETERA INVESTMENT ADVISERS LLC · ST. LOUIS, MO
CHARLES SCHWAB & CO., INC. · Clayton, MO
SPARROW CAPITAL MANAGEMENT INC · ST. LOUIS, MO
FISHER INVESTMENTS · Saint Louis, MO
CETERA INVESTMENT ADVISERS LLC · CLAYTON, MO
U.S. BANCORP ADVISORS, LLC · Ladue, MO
SUNPOINTE INVESTMENTS · ST. LOUIS, MO

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