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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-09-05
  • MO RA
    APPROVED
    Since 2025-09-05

Branch Locations

8147 Delmar Ste 209, St. Louis, MO 63130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arthur E Kramer, C.P.A., P.C. University City MO 01/1981 Present
Avantax Investment Services, Inc. St. Louis MO 09/1991 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services St. Louis MO 06/1994 09/2025
Cetera Wealth Services, Llc St Louis MO 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/1981 → Present
    Arthur E Kramer, C.P.A., P.C.
    University City, MO
  • 09/1991 → 09/2025
    Avantax Investment Services, Inc.
    St. Louis, MO
  • 06/1994 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    St. Louis, MO
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    St Louis, MO
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 1999-10-06 → 2025-09-05
    Avantax Advisory Services
    St. Louis, MO
Other Businesses

1) 7465 Hoover Avenue~'NIR'~7465 Hoover Avenue~Saint Louis~MO~63117~Rental Property Owner/Management~Owner/Sole Proprietor~8/15/1991~3hrs~3hrs~Single family rental Secure tenants, prepare lease, collect rents, oversee repairs & maintenance 2) Arthur E. Kramer, CPA, P.C.~'NIR'~8147 Delmar Blvd., Suite # 209~Saint Louis~MO~63130~Tax Preparation/Accounting~Tax Preparation/Accounting~11/29/1984~200hrs~0hrs~Write UP including Trial Balance through preparation of business tax returns. Preparation of individual Federal and various state income tax returns. 3) 741 Partnership~'NIR'~8147 Delmar Blvd., Suite # 209~Saint Louis~MO~63130~Rental Property Owner/Management~Partner/General Partner~11/1/1984~4hrs~0hrs~Manage property including leasing apartments, scheduling repairs, collecting rents & managing the day to day operation of the building (6 family). 4) NANCY E HOLMES TRUST U/A 02/06/04 POSITION: Trustee NATURE: Mutual Funds and individual stock investments for retirement INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/16/2006 ADDRESS: 8147 Delmar, Ste 209, St. Louis MO 63130, United States DESCRIPTION: I am the Financial Advisor for the account.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-06
S63 Uniform Securities Agent State Law Examination 1991-12-02
  • S65 Uniform Investment Adviser Law Examination
    2000-01-06
  • S63 Uniform Securities Agent State Law Examination
    1991-12-02

View on SEC IAPD

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