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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-03 |
| TN | RA | APPROVED | 2004-02-27 |
Branch Locations
1210 Premier Dr Ste 202, Chattanooga, TN 37421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chattanooga | TN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Chattanooga | TN | 03/2020 | Present |
Business Ownership; Mainstay Service Group, LLC; Partner, executive level decision making; This is an entity to provide administrative services for the practice of Jody B Riggs (Riggs & Associates) including payroll, leasing, and other office support.; 9405 Magical View, , Chattanooga, TN, 37421; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / RBF Partners, LLC; Co-owner; Manage Ameriprise Business; 9405 Magical View, , Chattanooga, TN, 37421; Investment-Related; 03/03/2025; 10 to 19 hours per month; 10 to 19 during trading hours / Kindred Legacy Farms, LLC; Co-owner; This is for management of a small family farm.; 9405 Magical View , , Chattanooga, TN, 37421; Not Investment-Related; 03/18/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Mainstay Service Group, LLC; Partner - Executive Level Management; ; 9405 Magical View, , Chattanooga, TN, 37421; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / RBF Partners, LLC; Co-owner; Manage advisory business; 9405 Magical View, , Chattanooga, TN, 37421; Investment-Related; 03/03/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-09-01 |
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