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Douglas Castro

Adc Wealth Management, LLC

Massapequa, NY

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Current Employers
Adc Wealth Management, Llc

30 D Broadway Suite 200, Massapequa, NY 11758 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-16
  • NY RA
    APPROVED
    Since 2021-12-16

Branch Locations

30 D Broadway Suite 200, Massapequa, NY 11758 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Garden City NY 10/1993 Present
Adc Wealth Management, Llc Massapequa NY 09/2009 Present
Adc Wealth Management Massapequa NY 12/2011 Present
  • 10/1993 → Present
    Charles Schwab & Co., Inc.
    Garden City, NY
  • 09/2009 → Present
    Adc Wealth Management, Llc
    Massapequa, NY
  • 12/2011 → Present
    Adc Wealth Management
    Massapequa, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-15
S63 Uniform Securities Agent State Law Examination 1992-10-14
  • S65 Uniform Investment Adviser Law Examination
    2021-12-15
  • S63 Uniform Securities Agent State Law Examination
    1992-10-14
Other Names
  • Douglas Castro
  • Douglas N/A Castro
  • Douglas Castro
  • Douglas N/A Castro
  • Douglas Castro
  • Douglas Nmn Castro

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MASSAPEQUA PARK, NY
EDWARD JONES · MASSAPEQUA PARK, NY
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Massapequa Park, NY
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